In the News

Members of the LXR Group team serve as subject-matter experts on various financial services, capital markets, and other public policy issues. We maintain our edge, in part, through frequent participation in conferences and various events relevant to our clients’ policy goals, and serve as contributors, panelists, moderators, and sources for journalists and other opinion-makers. We specialize in explaining complex policy challenges in understandable terms that connect and resonate.

2021

“SEC Working to ‘get the best out of’ Reg BI, Gensler says” by Tobias Salinger
Financial Planning (October 19, 2021)

“Gensler Sets Fast Pace, Expansive Policies at SEC with Democrats in Control” by Mark Schoeff Jr.
Investment News (December 6, 2021)

‘The clock is ticking for progressives,’ says LXR’s Mike Canning
Investment News (December 22, 2021)

2022

“States Often First in Crypto Enforcement, Leaving Feds to Follow” by Peter Feltman’
Roll Call (March 22, 2022)

“SEC Makes Stealth FINRA Oversight Changes” by Tobias Salinger
Financial Planning (July 7, 2022)

“High Stakes in Midterm Elections” by Mark Schoeff Jr.
Investment News (October 24, 2022)

2023

“Industry Groups Get Creative to Gain Political Influence” by Mark Schoeff Jr.
Investment News (January 11, 2023)

“SEC to Increase Onsite Advisor Exams” by Melanie Waddell
Think Advisor (March 2, 2023)

“SEC Exams Can’t Keep Up With RIA Growth” by Melanie Waddell
Think Advisor (March 8, 2023)

“House Panel Passes Accredited Investor Bills” by Melanie Waddell
Think Advisor (April 27, 2023)

“House to Vote on Accredited Investor Definition Bill This Week” by Melanie Waddell
Think Advisor (May 30, 2023)

“House GOP turns up heat on SEC Chair Gensler” by Mark Schoeff Jr.
Investment News (June 16, 2023)

13 rules in less than 3 years is too much, advisor group tells SECby Dan Shaw
Financial Planning (June 22, 2023)

Commissioners highlight promises and pitfalls of revising accredited investor definitionby Anne Sherry
Jim Hamilton’s World of Securities Regulation (Dec 01, 2023)

GOP riders to stop SEC rules face difficult legislative pathby Mark Schoeff Jr.
Investment News (Nov 09, 2023)

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