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Archives

Home » Archives for October 2025
A Message to Federal Policymakers: Don’t Sideline the States
By Michael Canning
In 119th Congress, Atkins Era at the SEC, crypto, market structure, NASAA
Posted October 30, 2025

A Message to Federal Policymakers: Don’t Sideline the States

"The crypto lobby is pressing hard for preemption, but Congress must decide whether to cave to industry pressure or draw the line at investor protection. State authority — especially examinations [...]

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Our Takeaways from NASAA’s 2025 Enforcement Report
By Michael Canning
In NASAA
Posted October 17, 2025

Our Takeaways from NASAA’s 2025 Enforcement Report

Within the NASAA community, the Annual Enforcement Report is regarded as one of the association’s most valuable and interesting annual publications. It consistently provides not just raw numbers, [...]

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SEC Chair Paul Atkins at DC Fintech Week: A Vision for a Securities and Innovation Commission
By Michael Canning
In Atkins Era at the SEC, Securities and Exchange Commission
Posted October 15, 2025

SEC Chair Paul Atkins at DC Fintech Week: A Vision for a Securities and Innovation Commission

Atkins, who has previously served both as a Commissioner and in the Chairman’s office, acknowledged that while the SEC faces many of the same perennial issues, the role of technology has [...]

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Recent Posts
  • A Message to Federal Policymakers: Don’t Sideline the States
  • Our Takeaways from NASAA’s 2025 Enforcement Report
  • SEC Chair Paul Atkins at DC Fintech Week: A Vision for a Securities and Innovation Commission
  • House Subcommittee Probes Future of Data Privacy and “Open Banking” Amid CFPB Retreat from Section 1033 Rules
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