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Broker-Dealers

Home » Broker-Dealers
House Financial Services Committee Votes to Approves H.R. 2441, The Improving Disclosure for Investors Act, after Complicated Colloquy.
By Michael Canning
In 119th Congress, Broker-Dealers
Posted May 21, 2025

House Financial Services Committee Votes to Approves H.R. 2441, The Improving Disclosure for Investors Act, after Complicated Colloquy.

There was a fascinating debate in the House Financial Committee today during the consideration of H.R. 2441 – The Improving Disclosure for Investors Act.   The debate occurred prior to the HFSC’s [...]

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House Education & Workforce Committee Hearing Sees Proponents of DOL Fiduciary Rulemaking Go on Offense
By Michael Canning
In Broker-Dealers, Congress, Investor Protection
Posted February 15, 2024

House Education & Workforce Committee Hearing Sees Proponents of DOL Fiduciary Rulemaking Go on Offense

Importantly, notwithstanding the remote but not unprecedented possibility of a final DOL rule being repealed via the Congressional Review Act, it is unlikely that Congress will directly impact [...]

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Recent Posts
  • House Subcommittee Probes Future of Data Privacy and “Open Banking” Amid CFPB Retreat from Section 1033 Rules
  • LXR Group International Client Visits – Summer 2025
  • House Financial Services Committee Votes to Approves H.R. 2441, The Improving Disclosure for Investors Act, after Complicated Colloquy.
  • Healthy Markets Association Urges SEC to “Restore Competitive Balance” in Letter Addressing the President’s Executive Order on Reducing Anti-Competitive Regulatory Burdens.
  • Hearing Report: “Exposing the Proxy Advisory Cartel: How ISS & Glass Lewis Influence Markets”

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