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market structure

Home » market structure
A Hearing to Dismantle the SEC’s Proposed Equity Market Reforms.
By Michael Canning
In market structure
Posted July 16, 2024

A Hearing to Dismantle the SEC’s Proposed Equity Market Reforms.

"The irony of a hearing to talk about dismantling SEC reforms is Sam Rayburn (whom the building was named after) was so instrumental in the passage of the Truth in Securities Act, which [...]

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Leading Consumer and Investor Advocates Urge SEC to Review SRO Exchange Fee Filing Rules
By Michael Canning
In market structure, Securities and Exchange Commission
Posted August 7, 2022

Leading Consumer and Investor Advocates Urge SEC to Review SRO Exchange Fee Filing Rules

As organizations, we write to express our collective concern about the Securities and Exchange Commission’s continuing failure to meaningfully review or analyze self-regulatory organization (SRO) [...]

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