• Home
  • About
    • Meet the team
    • Testimonials
    • In the News
  • Consulting Services
    • Congressional Advocacy
    • Federal Government Relations
    • Federal Regulatory Relations
    • State Government Relations
    • Policy Development & Coalition Building
    • Media Relations
  • Practice Areas
  • News and Analysis
    • Blog
    • Blog Archive
    • Financial Services and Capital Markets Policy Bulletin
  • Careers
  • Contact Us
  • 202-803-0170
Public Policy & Regulatory Consulting, Washington DC
  • Home
  • About
    • Meet the team
    • Testimonials
    • In the News
  • Consulting Services
    • Congressional Advocacy
    • Federal Government Relations
    • Federal Regulatory Relations
    • State Government Relations
    • Policy Development & Coalition Building
    • Media Relations
  • Practice Areas
  • News and Analysis
    • Blog
    • Blog Archive
    • Financial Services and Capital Markets Policy Bulletin
  • Careers
  • Contact Us
  • 202-803-0170

Archives

Home » Investor Protection
AARP Urges FINRA to Modernize Rules relating to Complex Products
By Michael Canning
In FINRA, Investor Protection
Posted May 10, 2022

AARP Urges FINRA to Modernize Rules relating to Complex Products

In much the same way that advances in technology have made more complex products available in the marketplace, advances in technology have also enabled broker-dealers to employ new tools to [...]

READ MORE
Categories
  • 118th Congress
  • Biweekly Bulletin
  • Congress
  • crypto
  • Digital Assets
  • FINRA
  • FTX
  • House Financial Services Committee
  • Investor Protection
  • Legislation
  • LXR Group Developments
  • market structure
  • NASAA
  • Older Americans
  • Public Policies
  • Regulation Best Interest
  • RIA oversight
  • Securities and Exchange Commission
  • Senate Banking Committee
Recent Posts
  • LXR Group Principal Mike Canning Testifies before SEC Investor Advisory Committee on Accredited Investor Definition
  • LXR Group’s Bulletin on Capital Markets and Financial Services Policy (July 17 – August 1, 2023)
  • Analysis: Ten Takeaways from SEC Chair Gary Gensler’s July 19, 2023 Testimony to the Senate Appropriations Subcommittee on Financial Services and General Government
  • LXR Group’s Bulletin on Capital Markets and Financial Services Policy (July 5 – July 17, 2023)
  • Analysis: Takeaways From the SEC’s Report to Congress on Abuse of Arbitration by RIAs

LXR Group

The LXR Group, LLC

800 Connecticut Ave, NW. Suite 300.
Washington, DC, 20006

202-803-0170

inquiries@lxrdc.com

  • Home
  • Consulting Services
  • Practice Areas
  • About
  • Blog
  • Contact Us
© 2023 LXR Group. All rights reserved. Website by Iris Business Intelligence, SEO Web Experts