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Archives

Home » Archives for September 2022
AARP Submits Comment Letter on SEC’s Draft Strategic Plan
By Michael Canning
In Securities and Exchange Commission
Posted September 30, 2022

AARP Submits Comment Letter on SEC’s Draft Strategic Plan

It is imperative that protecting older Americans remain a top priority for the Commission.5 Because of the central role the Strategic Plan plays in guiding the SEC’s actions, including by helping [...]

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7 Takeaways from Congress’s Recent Hearings with the CEOs of America’s Largest Banks
By Michael Canning
In Public Policies
Posted September 26, 2022

7 Takeaways from Congress’s Recent Hearings with the CEOs of America’s Largest Banks

"In a very unusual step, on the first day of the hearings, before the CEOs had even begun their testimony, Rep. Ed Perlmutter (D-CO) used his prerogative as a subcommittee chair to deliver an [...]

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Biweekly Bulletin on Capital Markets & Financial Services Policy – Vol. 15 – (Aug. 30 – Sept. 19, 2022)
By Michael Canning
In Biweekly Bulletin
Posted September 19, 2022

Biweekly Bulletin on Capital Markets & Financial Services Policy – Vol. 15 – (Aug. 30 – Sept. 19, 2022)

Senate Democrats Push to Modernize Reporting Company Requirement under Exchange Act Section 12(g). On Wednesday, September 14th, Senators Jack Reed (RI) and Catherine Cortez-Masto (NV) introduced [...]

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11 Takeaways from SEC Chair Gensler’s September 15th Appearance Before Congress
By Michael Canning
In Congress, Securities and Exchange Commission, Senate Banking Committee
Posted September 15, 2022

11 Takeaways from SEC Chair Gensler’s September 15th Appearance Before Congress

So-called “Scope 3 ” emissions disclosure requirements remain - by far – the biggest political liability of the SEC’s climate disclosure proposal. Opponents of the SEC rule proposal have been [...]

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Recent Posts
  • LXR Group Principal Mike Canning Testifies before SEC Investor Advisory Committee on Accredited Investor Definition
  • LXR Group’s Bulletin on Capital Markets and Financial Services Policy (July 17 – August 1, 2023)
  • Analysis: Ten Takeaways from SEC Chair Gary Gensler’s July 19, 2023 Testimony to the Senate Appropriations Subcommittee on Financial Services and General Government
  • LXR Group’s Bulletin on Capital Markets and Financial Services Policy (July 5 – July 17, 2023)
  • Analysis: Takeaways From the SEC’s Report to Congress on Abuse of Arbitration by RIAs

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