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Archives

Home » Archives for March 2023
Analysis:  Nine Takeaways from SEC Chair Gary Gensler’s March 29th Appearance before the House Appropriations FSGG Subcommittee
By Michael Canning
In Congress, Securities and Exchange Commission
Posted March 30, 2023

Analysis: Nine Takeaways from SEC Chair Gary Gensler’s March 29th Appearance before the House Appropriations FSGG Subcommittee

"House Republicans devoted the overwhelming majority of their time to criticizing the SEC’s decision to pursue a climate disclosure rule, drowning out all other issues. Whereas Gensler’s [...]

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Analysis: Abrupt Failure of Silicon Valley Bank Threatens to Upend Federal Financial Services Policy Landscape
By Michael Canning
In 118th Congress
Posted March 14, 2023

Analysis: Abrupt Failure of Silicon Valley Bank Threatens to Upend Federal Financial Services Policy Landscape

"One emerging vector of Democratic criticism is a 2018 law that weakened oversight of many regional banks. On Monday, for example, Rep. Ayanna Pressley (D-Mass.) called for a hearing to [...]

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Biweekly Bulletin on Financial Services and Capital Markets Policy (S. 2, Vol. 2- Feb. 14 – March. 3, 2023)
By Michael Canning
In Biweekly Bulletin
Posted March 3, 2023

Biweekly Bulletin on Financial Services and Capital Markets Policy (S. 2, Vol. 2- Feb. 14 – March. 3, 2023)

"At its March 2 meeting, the Investor Advisory Committee (IAC) held a spirited and revealing discussion surrounding the adequacy of the SEC’s present examination program as it relates to SEC [...]

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Recent Posts
  • LXR Group Principal Mike Canning Testifies before SEC Investor Advisory Committee on Accredited Investor Definition
  • LXR Group’s Bulletin on Capital Markets and Financial Services Policy (July 17 – August 1, 2023)
  • Analysis: Ten Takeaways from SEC Chair Gary Gensler’s July 19, 2023 Testimony to the Senate Appropriations Subcommittee on Financial Services and General Government
  • LXR Group’s Bulletin on Capital Markets and Financial Services Policy (July 5 – July 17, 2023)
  • Analysis: Takeaways From the SEC’s Report to Congress on Abuse of Arbitration by RIAs

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